Kathleen’s operations and compliance experience stems within the RIA industry. With 25+ years of experience, she has overseen back office operations, portfolio accounting, regulatory exams and SEC filings, GIPS verification and related marketing materials. She works closely with XXI Wealth advisors to provide comprehensive client service and account administration for high net-worth individuals and families.
Prior to joining XXI Wealth, Kathleen worked at CIBC Private Wealth Management. Previously, she worked at Chesley, Taft & Associates, Horizon Wealth Management, Third River Capital, and William Blair & Company Private Wealth Management.
She has a B.S. in Finance from Saint Xavier University. She volunteers for Hope & Friendship, a community outreach organization.